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SYZ Asset Management (Switzerland) SA (Delisted)

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

The scope of the procedure regarding conflict of interest, details rules (including definition of what is covered), duties of employees and line management /senior management (where relevant) and duties of legal & compliance team. Main issues regarding conflicts of interest are covered, being amongst other things:

  • identification of conflicts of interest (e.g. between SYZ AM and clients of SYZ AM, between SYZ AM clients, between SYZ AM and other SYZ Group entities)
  • listing sample scenarios where conflicts might arise (e.g. inducements, pa dealing etc.)
  • management of conflicts of interest( e.g. appropriate segregation of duties, disclosure mechanisms etc.)
  • maintaining a log of identified conflicts and how they are managed

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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