This report shows public data only. Is this your organisation? If so, login here to view your full report.

Investors Mutual Limited (IML)

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

A conflict arises when the interests of IML diverge from IML's Client's interests in an actual, apparent or preceived manner. IML has a Conflicts Policy that requires all employees to notify Compliance should they identify a conflict of interest.

A Conflicts Register is maintained by Compliance and forms part of the quarterly report to the Compliance Committee and ultimately, the IML Board. On-line compliance questions are required to be answered as part of the management process and these feed through to IML's external Compliance resource. 

IML will not provide a financial service where it is likely to cause harm to a Client or detriment to its business.

03.3. 補足情報。 [任意]


SG 04. Identifying incidents occurring within portfolios (Private)


Top