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Investors Mutual Limited (IML)

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)

SG 02. Publicly available RI policy or guidance documents (Not Completed)

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

A conflict arises when the interests of IML diverge from IML's Client's interests in an actual, apparent or preceived manner. IML has a Conflicts Policy that requires all employees to notify Compliance should they identify a conflict of interest.

A Conflicts Register is maintained by Compliance and forms part of the quarterly report to the Compliance Committee and ultimately, the IML Board. On-line compliance questions are required to be answered as part of the management process and these feed through to IML's external Compliance resource. 

IML will not provide a financial service where it is likely to cause harm to a Client or detriment to its business.

03.3. 補足情報。 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)