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Federal Finance

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

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01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類、対象を示してください。


01.4. 組織の責任投資アプローチをカバーする投資ポリシーの策定時に使用した基準を明示してください。

01.6. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。 [任意]

SG 02. Publicly available RI policy or guidance documents (Not Completed)

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

As requested by the regulation, (articles 313-18 to 313-22 of the Règlement Général de l'AMF) Federal Finance set up a policy to identify, prevent and manage potential conflicts of interest for its activities to ensure protection and primacy of the clients' interests.

We first define conflict of interest as any professional situation where the ability to appreciate or decide of a person, company or organisation can be influenced or altered, in its independence or integrity, by personal considerations or power of persuasion from a third party.

As requested by the regulation :

Federal Finance defines a management of conflicts of interest policy, detects situations of conflicts of interest,keeps a record of the situations of conflicts of interest detected, informs its customers when conflicts of interest remains unsolved

1. Identification : different situations may occur :

2. Prevention of the conflicts of interest

3. Management of conflicts of interest

Federal Finance initiates a management process for conflicts of interest based on transparency, in the case the previously mentionned scheme was not able to guarantee that potential conflict would not affect clients' interest.

03.3. 補足情報。 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)