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Federal Finance

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.4. Indicate what norms you have used to develop your investment policy that covers your responsible investment approach.

01.6. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

As requested by the regulation, (articles 313-18 to 313-22 of the Règlement Général de l'AMF) Federal Finance set up a policy to identify, prevent and manage potential conflicts of interest for its activities to ensure protection and primacy of the clients' interests.

We first define conflict of interest as any professional situation where the ability to appreciate or decide of a person, company or organisation can be influenced or altered, in its independence or integrity, by personal considerations or power of persuasion from a third party.

As requested by the regulation :

Federal Finance defines a management of conflicts of interest policy, detects situations of conflicts of interest,keeps a record of the situations of conflicts of interest detected, informs its customers when conflicts of interest remains unsolved

1. Identification : different situations may occur :

2. Prevention of the conflicts of interest

3. Management of conflicts of interest

Federal Finance initiates a management process for conflicts of interest based on transparency, in the case the previously mentionned scheme was not able to guarantee that potential conflict would not affect clients' interest.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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