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Kagiso Asset Management

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)

SG 02. Publicly available RI policy or guidance documents (Not Completed)

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

We have a Conflict of Interest Policy, which addresses potential conflicts of interest that arise through the giving and receiving of gifts, allocation of trades to client portfolios, insider trading, etc. This policy addresses the avoidance of these potential conflicts. Where conflicts cannot be avoided, the policy ensures that there are sufficient processes in place to mitigate these potential conflicts.

03.3. 補足情報。 [任意]

We have a short description of our conflicts of interest policy in our responsible investing policy, we also have our conflicts of interest policy available to clients or potential clients on request.

SG 04. Identifying incidents occurring within portfolios (Private)