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RBC Global Asset Management

PRI reporting framework 2017

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Promoting responsible investment

SG 09. Collaborative organisations / initiatives

この指標に新しい選択肢が増加された。事前入力の選択肢をレビューしてください。

09.1. 報告年度に組織がメンバーであったり、参加していた協働組織やイニシアチブ、ならびにそこで組織が果たした役割のレベルを選択してください。

当てはまるもの全てを選択してください

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

Member of the PRI Cyber Security Committee

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

The Head of RBC GAM's CGRI team is one of the designated correspondents for Canada.

          Responsible Investment Association (RIA), Canada's leading responsible investment association.
RBC GAM (U.S.) is a member of US SIF.
        

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

RBC GAM is a Sustaining Member of the RIA, the highest level of membership.  A member of RBC GAM's CGRI team is Chair of the Board of Directors of the RIA.

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

RBC GAM sponsors and participates in SHARE organised events.  A member of the CGRI team sits on the proxy voting advisory panel.

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

BlueBay is involved with UNEP FI.

          Canadian Coalition for Good Governance (CCGG)
        

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

RBC GAM's Chief Investment Officer is the former Chair of the board of CCGG, and is the current Vice-chair of the board. The Head of the CGRI team is a member of the Public Policy Committee.

          RBC GAM (U.S.) is a member of US SIF (the Forum for Sustainable and Responsible Investment).
        

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

          Investor Stewardship Group
        

イニシアティブにおける組織の報告年度の役割(定義を参照)

組織のイニシアティブへの関与の度合について、簡単に説明してください。[任意]

RBC GAM is a founding member of the Investor Stewardship Group, which recently published the Framework for U.S. Stewardship & Governance.


SG 10. Promoting RI independently

10.1. 組織が、協働的イニシアチブとは別に、独自に責任投資を推進しているかどうかについて記載して下さい。

10.2. 以下の活動の内、組織が協働的イニシアチブとは別に、独自に責任投資を推進するために行っているものを明示して下さい。

10.3. 組織が責任投資の推進のために、報告年度中に参加した追加の活動およびイニシアチブがあれば、それらを記載して下さい。

RBC GAM provides ongoing educational seminars to institutional and retail clients which have included an ESG and responsible investment components. RBC GAM has also provided financial support for research on responsible investment (for example, RBC GAM sponsored the bi-annual Canadian Responsible Investment Association Survey (2014)). Members of RBC GAM's CGRI team have participated in numerous speaking engagements, including at conferences and university-level business schools. In addition to the publically available semi-annual CGRI reports, the CGRI team also publishes quarterly papers on various ESG issues for clients. Finally, RBC GAM regularly participates in collaborative efforts to encourage regulators to enact regulatory reforms in favour of corporate transparency and disclosure.

In addition, RBC GAM's Chief Investment Officer is the immediate past Chair and current Vice-Chair of the Canadian Coalition for Good Governance, the head of the CGRI team is a member of the CCGG's Public Policy Committee and one of the designated correspondent for Canada for the International Corporate Governance Network (ICGN) and a member of the CGRI team is the Chair of the Board of Directors of the Responsible Investment Association of Canada.


SG 11. Dialogue with public policy makers or standard setters

11.1. 報告年度において、責任投資を支援するために、組織が単独で、あるいは他組織との協働により、政策立案者や規制当局との対話を行ったかどうかを記載してください。

11.2. 使用した方法を選択してください。

11.3. (単独でまたは協働により)政府または規制当局に書面を提出した場合、その書面が一般に入手できるかどうかを記載してください。

11.4. 組織が公共政策立案者または規制当局と話し合いを行った主なテーマの概略を記載して下さい。

Through the Canadian Coalition for Good Governance (CCGG) the following submissions were made:

  • Submission to Ministry of Government and Consumer Services re: Ontario Business Law Advisory Council Report.
  • Submission to the Alberta Securities Commission Re: Request for Comments on proposed amendments to National Instrument 58-101 Disclosure of Corporate Governance Practices and Form 58- 101Fl Corporate Governance Disclosure regarding gender diversity and term limits.
  • Letter to the U.S. Senate Committee on Banking, Housing and Urban Affairs in support of the Council of Institutional Investors’ letter against the proposed regulation of proxy advisors.
  • Submission to the TSX re: Comment letter on proposed TSX amendments re disclosure of security based compensation arrangements.
  • Submission to OSC re: Draft 2016-2017 Statement of Priorities.

Through Responsible Investment Association of Canada (RIA) the following submissions were made:

  • RIA Submission to Finance Canada regarding the Federal Financial Sector Framework [November 15, 2016].
  • RIA Submission to Alberta Securities Commission regarding Proposed Amendments to NI 58-101 Disclosure of Corporate Governance Practices and Form 58-101F1 Corporate Governance Disclosure [October 14, 2016].
  • RIA submission to the Canadian Securities Administrators regarding CSA Consultation Paper 33-404: Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients [September 26, 2016].
  • Letter to CFA Society Toronto Chapter re:  ESG content in the CFA Program and Continuous Education Program [May 25, 2016].
  • RIA Submission to Ontario Securities Commission: OSC Statement of Priorities 2016-17 [May 5, 2016].
  • Pembina Institute: BC Climate Leadership Plan consultation [March 29, 2016].

Through the Counsel of Institutional Investors (CII) the following submissions were made:

  • Letter to the Tokyo Stock Exchange regarding a consultation on corporate reporting and disclosure put forward by the Financial Council Disclosure Working Group.
  • Letter to the U.S. Senate Banking Committee strongly opposing legislation in the House of Representatives that would tighten regulation of proxy advisory firms to the detriment of institutional investors.

Through the Investment Funds Institute of Canada (IFIC) the following submissions were made:

  • Comments on the January 2016 Consultation Draft of the Capital Markets Stability Act.

RBC GAM made the following submissions directly to regulators:

  • Comment letter to the Ontario Securities Commission (OSC) re notice 11-744 Draft Statement of Priorities.

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