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Los Angeles Capital

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

The Firm’s Code of Ethics and other policies set forth the criteria and procedures for identifying and managing conflicts of interest.  They call for all conflicts and potential conflicts including any interest in a client transaction to be reported to the Compliance department.  Each reported conflict will be examined by the Chief Compliance Officer and/or General Counsel and President to determine whether a conflict exists and how any conflict should be resolved.

03.3. Additional information. [Optional]

A copy of the Firm’s Code of Ethics is provided to clients upon request.


SG 04. Identifying incidents occurring within portfolios (Private)


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