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Trecento

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.4. Indicate what norms you have used to develop your investment policy that covers your responsible investment approach.

01.6. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

02.4. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Trecento Asset Management places the utmost importance on its clients' interests. As such, Trecento set up a conflict of interest policy to:

  • Prevent emergence of conflicts of interest by establishing strict rules and procedures:
    • Establishment of an internal control system;
    • Functions separation that may generate conflicts of interest;
    • Insurance that Trecento offer matches its clients’ profile and expectations;
    • Prohibition of market transactions in a personal capacity which would not comply with the rules laid down by the company;
    • Raising the awareness of all its employees to the best practices of the profession

 

  • Identify situations of potential conflicts of interest that may affect any clients’ interests, by mapping these risks. Operational arrangements and procedures to deal with potential conflicts are identified in the mapping.

 

  • Managing conflict of interest situations. Trecento AM is authorized to:
    • Carrying out the operation insofar it is possible to deal appropriately with the potential conflict of interest;
    • Inform the client if some conflicts of interest may subsist and communicate to him the necessary information about their nature and origin;
    • If necessary, do not carry out the operation leading to a conflict of interest.

 

This policy is updated at least once a year by the RCCI.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Not Completed)


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