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Aristotle Credit Partners, LLC

PRI reporting framework 2017

You are in Organisational Overview » Basic Information

Basic Information

OO 01. Signatory category and services

01.1. Select the services you offer.

% of assets under management (AUM) in ranges

01.2. Additional information. [Optional]


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

United States

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

7 FTE

02.4. Additional information. [Optional]

Aristotle Credit has seven full-time staff members.  Non-investment business functions (operations, trading, sales, client service, administration, etc.) are administered by shared services teams at Aristotle Capital Management, LLC, a separately registered investment affiliate, which has offices in Los Angeles and Newport Beach, CA, enabling the investment team at Aristotle Credit to focus exclusively on research and investment activities.  Shared services is comprised of roughly 50 individuals. A brief description of each department is shown below:

Compliance and Risk Management: Aristotle Credit’s Chief Compliance Officer (CCO), Andrea Denisevich, is responsible for all compliance-related operations.  She is supported by Aristotle Capital’s CCO, Michelle Gosom, and Aristotle Capital’s Chief Risk Officer (CRO), Richard Schweitzer.  Ms. Gosom and Mr. Schweitzer oversee all fiduciary responsibilities for Aristotle Capital, which includes oversight of the firm’s compliance policies and procedures and Code of Ethics program.

Fairview Investment Services, which functions as a third-party compliance back office support team, assists with compliance testing, recordkeeping, and reporting at the CCO’s direction.

Sales & Client Service: This group oversees client service duties and relationship management functions for our clients across all channels around the globe. 

Marketing Communications: Responsibilities include client report production, sales materials, content management, database population and business development projects.

Operations: The operations team is responsible for account maintenance, reconciliation, proxy administration, corporate actions and trade settlements.

Trading: The trading team executes all trade orders determined by Portfolio Managers of each independent investment affiliate.

Administration: These individuals are responsible for technology, accounting, office management and a variety of other functions for each investment affiliate.


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2016

04.2. Indicate your total AUM at the end of your reporting year, excluding subsidiaries you have chosen not to report on.

Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.4. Additional information. [Optional]


OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. How you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity 0 0 0 0
Fixed income >50% 100 0 0
Private equity 0 0 0 0
Property 0 0 0 0
Infrastructure 0 0 0 0
Commodities 0 0 0 0
Hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash 0 0 0 0
Other (1), specify 0 0 0 0
Other (2), specify 0 0 0 0

06.2. Publish our asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Not Applicable)


OO 09. Breakdown of AUM by market (Private)


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