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Treehouse Investments, LLC

PRI reporting framework 2017

Export Public Responses

You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities

ESG incorporation in actively managed listed equities

Implementation processes

LEI 03. Percentage of each incorporation strategy

New selection options have been added to this indicator. Please review your prefilled responses carefully.

03.1. Indicate (1) which ESG incorporation strategy and/or combination of strategies you apply to your actively managed listed equities and (2) the breakdown of your actively managed listed equities by strategy or combination of strategies (+/- 5%)

ESG incorporation strategy (select all that apply)

Percentage of active listed equity to which the strategy is applied
65 %
Percentage of active listed equity to which the strategy is applied (+/- 5%)
35 %
Total actively managed listed equities 100%

03.2. Describe your organisation’s approach to incorporation and the reasons for choosing the particular ESG incorporation strategy/strategies.

We apply negative screening to non-sustainable sectors, in particular coal and fossil fuels, and apply positive screening to all listed equity based on the EIRIS rating system.  In addition, we invest in certain sustainable themes affected by global warming infrastructure and water scarcity.

03.3. Where assets are managed using a combination of ESG incorporation strategies, briefly describe how these combinations are used. [Optional]

LEI 04. Type of ESG information used in investment decision (Private)

LEI 05. Information from engagement and/or voting used in investment decision-making (Private)

(A) Implementation: Screening

LEI 06. Types of screening applied

06.1. Indicate and describe the type of screening you apply to your internally managed active listed equities.

Type of screening

Screened by


We do not invest in fossil fuel extraction companies, or in companies operating in countries in contravention of UN sanctions.  We also avoid investing in companies with poorly defined or implemented environmental and social practices, as evaluated on the EIRIS platform.

Screened by


We invest in companies that score highest in their sector, and prioritarily in sectors such as renewable energy that have a net positive sustainability impact.  We also invest in companies with clearly articulated and implemented environmental and social practices.

Screened by


We weigh compliance with minimum standards particularly highly in our screening of potential and current investments, based on information available through the EIRIS platform.

06.2. Describe how the screening criteria are established, how often the criteria are reviewed and how you notify clients and/or beneficiaries when changes are made.

The screening criteria are established by consensus in discussions in the investment committee.   They are reviewed annually.  The beneficiaries are notified when changes are made.

LEI 07. Processes to ensure screening is based on robust analysis

07.1. Indicate which processes your organisation uses to ensure screening is based on robust analysis.

07.2. Additional information. [Optional]

LEI 08. Processes to ensure fund criteria are not breached (Not Completed)

(B) Implementation: Thematic

LEI 09. Types of sustainability thematic funds/mandates

09.1. Indicate the type of sustainability thematic funds or mandates your organisation manages.

09.2. Describe your organisation’s processes for sustainability themed funds. [Optional]