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Daiwa SB Investments

PRI reporting framework 2017

You are in Direct - Listed Equity Active Ownership » Engagement » Process » Process for engagements run internally

Process for engagements run internally

LEA 03. Process for identifying and prioritising engagement activities

New selection options have been added to this indicator. Please review your prefilled responses carefully.

03.1. Indicate whether your organisation has a formal process for identifying and prioritising engagement activities carried out by internal staff.

03.2. Describe the criteria used to identify and prioritise engagement activities carried out by internal staff.

03.3. Additional information. [Optional]

From the viewpoint of enhancing corporate value, the stewardship committee discusses materiality according to attributes of the target company and engages based on this.

企業価値向上の観点からスチュワードシップ委員会にて対象企業の属性等に応じたマテリアリティの議論を行い、これに基づいてエンゲージメントを実施しています。


LEA 04. Objectives for engagement activities

New selection options have been added to this indicator. Please review your prefilled responses carefully.

04.1. Indicate if you define specific objectives for your engagement activities.

04.2. Indicate if you monitor the actions that companies take following your engagements.

04.3. Indicate whether your organisation defines milestones and goals for engagement activities carried out by internal staff.

04.5. Additional information. [Optional]

 Members of our ESG Committee and our Stewardship Committee periodically monitor the performance, financial situation, and governance structure of companies subject to engagement. We hold one on one meetings with companies not showing improvement, and fund managers, research analysts, or ESG analysts press said companies to improve.

 If the problem is still not resolved, declaration of intention through exercising of voting rights and the sale of shares will be carried out.

ESG委員会、及びスチュワードシップ委員会のスタッフメンバーが定期的にエンゲージメント対象企業のパフォーマンス、財務状態、ガバナンス体制などをモニタリングしています。改善が見られない企業に対しては、追加で1 on 1のミーティングを設定し、ファンドマネージャー、リサーチアナリスト、ESG担当アナリストが改善を働きかけることとしています。

それでも問題の解決が見られない場合には、議決権行使による意思表明や株式売却を行うこととしています。


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