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OSSIAM

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Ossiam favors the interests of its clients in the management of mandates and funds with the aim to prevent any situation of conflict of interest and prevent the presence of different interests at any given time would be contrary to this objective. Ossiam has set up an organization to better prevent the conflicts of interest that may arise during the performance of its different activities:

- hierarchical separation of activities that could lead to conflicts of interest and to prevent any unauthorized transmission of confidential or privileged information,

- a Compliance and Internal Control department, reporting directly to the management of the company, in charge of controlling and preventing conflict of interests within Ossiam with a control plan updated every year

- existence of a code of Ethics applicable to every employees, monitoring of personnal account transactions, transparency and monitoring regarding gifts or benefits received/given  in the course of professional activities

- best execution and best selection policy and controls

- trade allocation policy and controls

- monitoring of the quality and regularity of commitments and services provided by external service providers in terms of potential conflicts of interest

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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