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Prudential Portfolio Managers (South Africa)

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

These are governed by specific policies related to trading, market practices, treating customers fairly and guidelines issued from the compliance department.The compliance department reports in to the board and is entirely independant of the investment team. There is seperation in teams between portfolio management and trading. A tight team based approach in the investment team, and two portfolio managers per product silo, also assists in ensuring accountability.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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