Public HTML RI reports - PRI reporting framework 2017

Superannuation Arrangements of the University of London (SAUL)

PRI reporting framework 2017

Gateway asset class implementation indicators [OO 10 - 12]

Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Implementation not in other modules [SG 12 - 16] Innovation [SG 17]

Export Public Responses

You are in Organisational Overview » Basic Information

Basic Information

OO 01. Signatory category and services

01.1. Select the type that best describes your organisation or the services you provide.

Non-corporate pension or superannuation or retirement or provident fund or plan

Corporate pension or superannuation or retirement or provident fund or plan

Insurance company

Foundation

Endowment

Development finance institution

Reserve - sovereign or government controlled fund

Family office

Other, specify

01.2. Additional information. [Optional]

SAUL Trustee Company is Trustee and Administrator of the Superannuation Arrangements of the University of London (SAUL). The Scheme was set up in 1976 to provide retirement benefits for non-academic employees of the University although all staff are eligible to join. It now covers 52 colleges and institutions that have links with higher education in the south-east of England, including most of the Colleges of the University of London, Imperial College, the Royal College of Art, the University of Kent and the University of Essex. As at 31 March 2016 SAUL had over 46,000 members.

OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

United Kingdom

02.2. Indicate the number of countries in which you have offices (including your headquarters).

2-5

6-10

>10

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

54 FTE

02.4. Additional information. [Optional]

Of the 54 employees mentioned above, the SAUL Investment Team is responsible for the day-to-day implementation and monitoring of SAUL's corporate governance policy and any responsible investment initiatives. The SAUL Investment Team comprises two staff; a Chief Investment Officer and an Investment Analyst.

OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

Yes

03.3. Additional information. [Optional]

SAUL has no subsidiaries.

OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/03/2016

04.2. Indicate your total AUM at the end of your reporting year, excluding subsidiaries you have chosen not to report on.

Total AUM
Total AUM	trillions	billions	millions	thousands	hundreds
Currency
Assets in USD
Assets in USD	trillions	billions	millions	thousands	hundreds

04.4. Additional information. [Optional]

The AUM figure is taken from SAUL's March 2016 annual report and accounts.

OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. How you would like to disclose your asset class mix.

as percentage breakdown

as broad ranges

	Internally managed (%)	Externally managed (%)
Listed equity	0 0	10-50% 26
Fixed income	0 0	10-50% 16
Private equity	0 0	<10% 5
Property	0 0	<10% 4
Infrastructure	0 0	<10% 5
Commodities	0 0	0 0
Hedge funds	0 0	<10% 1
Forestry	0 0	0 0
Farmland	0 0	0 0
Inclusive finance	0 0	0 0
Cash	0 0	<10% 1
Other (1), specify	0 0	10-50% 14
Other (2), specify	0 0	10-50% 28

'Other (1)' specified

          Multi-Asset Class Mandates (Risk Parity, Real Return).

'Other (2)' specified

          Liability Driven Investment Mandate.