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Pengana Capital Group

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.4. Indicate what norms you have used to develop your investment policy that covers your responsible investment approach.

other (1) description

          Freedom House Worst of the Worst www.freedomhouse.org
        

other (2) description

          Transparency International Corruption Perception Index www.transparency.org
        

other (3) description

          MSCI GICS 101020 (fossil fuel exclusion) www.msci.com/products/indexes/sector/gics/
        

01.6. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

02.4. Additional information [Optional].

All policies are published in our Sustainability Report which is available on the Hunter Hall web site.

http://www.hunterhall.com.au/pdf/Sustainability/2016_SustainabilityReport.pdf

 


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Conflicts are managed in accordance with the company's Conflict of Interest Policy and regulatory obligations (Corporations Act and AFSL license requirements).

Employees, including investment professionals are required to notify the Risk Manager of any actual or potential Conflicts of Interest. The Risk Manager assesses each conflict and makes a determination on whether the conflict is manageable or unmanageable.

With respect to manageable conflicts the Risk Manager will comunicate the conditions on how to proceed. Unmanageable conflicts must be avoided.

Conflicts are monitored and reported to the Board of the Responsible Entity on at least a quarterly basis.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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