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Pengana Capital Group

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Conflicts are managed in accordance with the company's Conflict of Interest Policy and regulatory obligations (Corporations Act and AFSL license requirements).

Employees, including investment professionals are required to notify the Risk Manager of any actual or potential Conflicts of Interest. The Risk Manager assesses each conflict and makes a determination on whether the conflict is manageable or unmanageable.

With respect to manageable conflicts the Risk Manager will comunicate the conditions on how to proceed. Unmanageable conflicts must be avoided.

Conflicts are monitored and reported to the Board of the Responsible Entity on at least a quarterly basis.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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