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Vallis Capital Partners

PRI reporting framework 2017

Gateway asset class implementation indicators [OO 10 - 12]

Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Implementation not in other modules [SG 12 - 16]

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Basic Information

OO 01. Signatory category and services

01.1. Select the services you offer.

Fund management

% of assets under management (AUM) in ranges

<10%

10-50%

>50%

Fund of funds, manager of managers, sub-advised products

Other, specify

Execution and advisory services

01.2. Additional information. [Optional]

Vallis Capital Partners is an independent holding company focused on managing Private Equity and investment funds, fully owned by the Founding Partners.

Vallis Capital Partners investment approach is focused on intrinsic economic value creation, through a proactive ownership and a “hands-on” strategy pursued by its Founding Partners, and independent management teams.

Vallis Capital Partners believes in intrinsic long-term value based on the sustained growth of its portfolio companies.

Vallis Capital Partners self-imposes a long-term commitment to the best governance practices in private equity, and permanently seeks a strong alignment with the interests of all stakeholders involved in each and every fund and transaction where it intervenes.

OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

Portugal

02.2. Indicate the number of countries in which you have offices (including your headquarters).

2-5

6-10

>10

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

9 FTE

02.4. Additional information. [Optional]

Vallis Capital Partners is a Portuguese legal entity with headquarters in Porto, Portugal.

Vallis Capital Partners currently acts as “Investment Adviser” and “Sponsor” of two private equity funds established under Luxembourg laws, supervised by the Commission de Surveillance du Secteur Financier (CSSF) of Luxembourg and with investment focus on Iberia.

OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

Yes

03.3. Additional information. [Optional]

OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

30/09/2016

04.2. Indicate your total AUM at the end of your reporting year, excluding subsidiaries you have chosen not to report on.

Total AUM
Total AUM	trillions	billions	millions	thousands	hundreds
Currency
Assets in USD
Assets in USD	trillions	billions	millions	thousands	hundreds

04.4. Additional information. [Optional]

Vallis Capital Partners currently acts as ‘Investment Advisor’ and “Sponsor” of two private equity funds:

(i) Vallis Sustainable Investments I - Growth capital and buy-out fund focused on Portuguese and Spanish mid-cap companies with high growth potential and long-term demand strongly correlated with sustainability, demographic and natural resources trends, with capital commitments totalling to €75 million.

(ii) Vallis Construction Sector Consolidation Fund - Turnaround fund focused on the acquisition of financially distressed Portuguese companies operating in the Construction and Civil Engineering sector, currently with €540 million assets under management.

OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. How you would like to disclose your asset class mix.

as percentage breakdown

	Internally managed (%)	Externally managed (%)
Listed equity	0 0	0 0
Fixed income	0 0	0 0
Private equity	>50% 100	0 0
Property	0 0	0 0
Infrastructure	0 0	0 0
Commodities	0 0	0 0
Hedge funds	0 0	0 0
Forestry	0 0	0 0
Farmland	0 0	0 0
Inclusive finance	0 0	0 0
Cash	0 0	0 0
Other (1), specify	0 0	0 0
Other (2), specify	0 0	0 0

as broad ranges

06.2. Publish our asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]

OO 07. Fixed income AUM breakdown (Not Applicable)

OO 08. Segregated mandates or pooled funds (Not Applicable)

OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

Developed Markets	0% <10% 10-50% >50 %
Emerging, Frontier and Other Markets	0% <10% 10-50% >50 %
Total	100%

09.2. Additional information. [Optional]

The two funds currently managed by Vallis Capital Partners have as target geographies the Iberian market.

Vallis Sustainable Investments is a growth fund which invests on Portuguese and Spanish mid-cap companies.

Vallis Construction Sector Consolidation Fund is a turnaround fund which invests in financially distressed Portuguese companies operating in the Construction and Civil Engineering sector.

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