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ACTIAM

PRI reporting framework 2017

Basic Information [OO 01 - 09] Gateway asset class implementation indicators [OO 10 - 12]

Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Implementation not in other modules [SG 12 - 16] Innovation [SG 17]

Direct - Listed Equity Active Ownership

Engagement [LEA 01 - 16] Overview [LEA 01 - 02] Process [LEA 03 - 10] Process for engagements run internally [LEA 03 - 04] Process for engagements conducted via collaborations [LEA 05 - 06] Process for engagements conducted with/on your behalf by service providers [LEA 07 - 08] General processes for all three groups of engagers [LEA 09 - 10] Outputs and outcomes [LEA 11 - 15] Communication [LEA 16]

Direct - Inclusive Finance

Context [IFD 01 - 06] PIIF Principle 1: Range of services [IFD 07 - 10] PIIF Principle 2: Client protection [IFD 11 - 13] PIIF Principle 3: Fair treatment [IFD 14 - 17] PIIF Principle 4: Responsible investment [IFD 18 - 24] PIIF Principle 6: Balanced returns [IFD 28 - 31] PIIF Principle 7: Standards [IFD 32 - 34]

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You are in Direct - Inclusive Finance » PIIF Principle 5: Transparency

PIIF Principle 5: Transparency

IFD 25. How mission and investment objectives are communicated to stakeholders

Possible action:

Fully disclose policies, criteria and related conditions of products and services to investees and other relevant stakeholders.

25.1. Indicate how your mission and investment objectives communicated to stakeholders (e.g. investees, investors).

Publicly

Provide a URL http://www.actiam.nl/en/impact-investing/

Selected stakeholders only

On request only

25.2. Additional information.

We have a website that explains our mission and investment objectives publicly: http://www.actiam.nl/en/impact-investing/. In addition, for each fund we formulate more detailed investment objectives which are included in the relevant Investment Memorandum of the funds.

IFD 26. Investors and/or the public provided with information aligned with industry standards

Possible action:

Fully disclose policies, criteria and related conditions of products and services to investees and other relevant stakeholders.

26.1. Other than the PRI/PIIF, indicate if you provide your investors and/or the public with information aligned with industry standards.

Yes

26.2. Do you provide information aligned with:

The MIV Disclosure Guidelines

Yes, to our investors only

Yes, to the public

The Impact Reporting & Investment Standards (IRIS)

Yes, to our investors only

Yes, to the public

Other, specify

26.3. Additional information. [Optional]

The following website highlights the 39 IRIS indicators that are included in our non-financial scorecard: https://iris.thegiin.org/users/profile/actiam-impact-investing/

IFD 27. Transparency of pricing, terms and conditions among investees

Possible action:

Ensure that investees adequately disclose the pricing, terms and conditions of financial products and services offered, and that the pricing, terms and conditions are understood by clients.

27.1. Indicate if you encourage the retail institutions in which you invest to ensure that the following are transparent and fully explained to their clients (i.e. those seeking financial services from them) in a form they can understand.

Pricing

Yes

27.2. Indicate how you ensure this for pricing and provide examples.

This topic is included in the due diligence (non-financial scorecard) process and the loan agreement also includes a specific clause on transparency: "MFIs should in order to provide full transparency adopt policies and procedures to disclose to its clients the total cost (including all fees, commissions, insurance premiums and other costs)".

Other terms and conditions

Yes

27.3. Indicate how you ensure this for other terms/conditions and provide examples.

27.4. Additional information. [Optional]

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