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1919 Investment Counsel

PRI reporting framework 2017

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You are in Direct - Fixed Income » ESG incorporation in actively managed fixed income » (A) Implementation: Screening

(A) Implementation: Screening

FI 07. Types of screening applied

07.1. Indicate the type of screening you conduct.

Select all that apply
Corporate (financial)
Corporate (non-financial)
Negative/exclusionary screening
Positive/best-in-class screening
Norms-based screening

07.2. Describe your approach to screening for internally managed active fixed income

Negative and Positive screenings: Product, Activity, Sector, Country/geographic region, Environmental and Social practices and performance, Corporate Governance.

Norms: UN Global Compact Principles, International Labour Organization Conventions, Client's investment guidelines.

07.3. Additional information. [Optional]

Corporate Governance screens applied broadly-board structure, management actions (e.g. executive compensation), business practices, shareholder rights, corporate culture, transparency. Other specifics influenced by client preferences.

Corporate support of and adherence to various norms influences overall assessment when it is consistent with client-specific preferences.

Screening criteria are established based on discussions with each client. Criteria are reviewed at periodic client meetings, which vary in frequency.


FI 08. Negative screening - overview and rationale

08.1. Indicate why you conduct negative screening.

Corporate (financial)

Corporate (fin)

Corporate (non-financial)

Corporate (non-fin)

08.2. Describe your approach to ESG-based negative screening of issuers from your investable universe.

Screened by: Product, Activity, Sector, Country/geographic region, Environment and Social practices and performance, Corporate Governance.

08.3. Additional information. [Optional]


FI 09. Examples of ESG factors in screening process (Private)


FI 10. Screening - ensuring criteria are met

10.1. Indicate which systems your organisation has to ensure that fund screening criteria are not breached in fixed income investments.

Type of screening
Checks
Negative/exclusionary screening?

other description

          Internal compliance reports composed by the RI staff crosscheck holdings with guidelines to verify client guidelines are properly implemented.
        
Positive/best-in-class screening

other description

          Internal compliance reports composed by the RI staff crosscheck holdings with guidelines to verify client guidelines are properly implemented.
        
Norms-based screening

other description

          Internal compliance reports composed by the RI staff crosscheck holdings with guidelines to verify client guidelines are properly implemented.
        

10.2. Additional information. [Optional]


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