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Avanath Capital Management, LLC

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.4. Indicate what norms you have used to develop your investment policy that covers your responsible investment approach.

01.6. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

02.4. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Our organization is a United States Securities and Exchange (SEC) registered investment advisor and maintains an Ethics Policy that is distributed to all employees.  The organization has a number of procedures and internal controls in place to manage conflicts of interest in the investment process, including an internal Investment Committee that reviews and approves all investment decisions.  Conflicts of interest matters are brought to the attention of the organization's Advisory Committee, which is composed of all external fund investors for review and approval.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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