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Markham Rae (Delisted)

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類、対象を示してください。


01.4. 組織の責任投資アプローチをカバーする投資ポリシーの策定時に使用した基準を明示してください。

other (1) description

          The HFSB Standards; The ILPA Private Equity Principles

other (2) description

          The International Financial Reporting Standards; The UK Financial Reporting Council’s Stewardship Code

other (3) description

          The FCA Principles for Approved Persons

01.6. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。 [任意]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。


02.4. 補足情報。 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Independence of decision making

It is conceivable that Markham Rae could be unduly influenced by the interests of a client. Therefore, our policy is to avoid influence on our decision making by having a robust corporate governance infrastructure, in which clients are neither represented or have a casting vote on committees. Our independence of decision making is further supported by a Fair Allocation policy and a formal Investment Approach.

Personal Interests

To manage potential conflicts associated with outside business interests, we require staff to declare personal interests and to disregard the interest when acting on behalf of clients.

Personal dealing

Staff are required to comply with our Personal Account Dealing Policy, which amongst other things requires staff to obtain Compliance approval before dealing.


Staff are required to comply with our Gift and Entertainment policy, which amongst other things states that gifts cannot be given or accepted, unless it can be demonstrated that no conflict of interest is created by doing so.

03.3. 補足情報。 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)