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de Pury Pictet Turrettini & Cie

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Internal guidelines regarding trading execution - procedure relative to discretionary mandates and funds. In particular, the procedure concerns the avoidance of conflict of interests, which could be raised in the context of an investment activity, such as fair allocation of IPOs, best trade execution etc. The scope is to guarantee client impartiality and to avoid favoring our own interests or interests of others in the detriment of the clients’. The application of these principles is verified on a random basis during the transaction and portfolio reviews.

Other principles of ethics present in the Swiss legislation have to be respected by PPT’s employees at large. Besides the avoidance of insider trading, another illustration relates to the prevention of front running.

Finally, we would like to conclude on this important topic that integrity and transparency are very much part of our company’s culture. Our objectives as client’ advisors must be in line with those of the recommendations carried out in the exclusive interest of our clients.

03.3. 補足情報。 [任意]


SG 04. Identifying incidents occurring within portfolios

04.1. 組織では、ポートフォリオ対象企業において発生するインシデントの特定と管理を行うプロセスを設定しているかどうか明示して下さい。

04.2. インシデントを管理するプロセスを説明して下さい

          Contacts with brokers and direct contact with the companies (engagement strategy).
For further details, please refer to the methodology and results as described within our exhaustive integrated performance reports:
https://www.ppt.ch/buycare/
        

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