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Altor Funds

PRI reporting framework 2017

Gateway asset class implementation indicators [OO 10 - 12]

Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Implementation not in other modules [SG 12 - 16] Innovation [SG 17]

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Basic Information

OO 01. Signatory category and services

01.1. Select the services you offer.

Fund management

% of assets under management (AUM) in ranges

<10%

10-50%

>50%

Fund of funds, manager of managers, sub-advised products

Other, specify

Execution and advisory services

01.2. Additional information. [Optional]

Altor Funds are the signatures of PRI. Altor Equity Partners, the Funds’ advisors are supporting the Funds in its execution of ESG related issues, including PRI reporting.
The response submitted is therefore reflecting the Altor Funds’ approach, as well as Altor Equity Partners’ approach and processes in order to support Altor Funds in its ESG ambitions.

OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

Sweden

02.2. Indicate the number of countries in which you have offices (including your headquarters).

2-5

6-10

>10

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

70 FTE

02.4. Additional information. [Optional]

About 70 FTEs (investment professionals and support staff) and 5 part time senior industrial advisors. Number of FTEs and offices include Altor Equity Partners, the advisors of the Funds.

Altor Funds have several headquarters, the largest headquarter in terms of number of employees, is located in Sweden.

OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

Yes

03.2. List your subsidiaries that are separate PRI signatories and indicate if you would like to report their RI activities in your organisation’s consolidated report.

Name of PRI signatory subsidiary (Up to six subsidiaries may be reported)	RI implementation reported here on a consolidated basis
Carnegie Fonder	Yes No
C WorldWide (previously Carnegie Asset Management)	Yes No
	Yes No
	Yes No
	Yes No
	Yes No

03.3. Additional information. [Optional]

Carnegie Fonder and C WorldWide (previously Carnegie Asset Management) are entities within Altor's portfolio company Caram. As separate PRI signatures the details of their activities will be found in their respective reports.

OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2016

04.2. Indicate your total AUM at the end of your reporting year, excluding subsidiaries you have chosen not to report on.

Total AUM
Total AUM	trillions	billions	millions	thousands	hundreds
Currency
Assets in USD
Assets in USD	trillions	billions	millions	thousands	hundreds

04.4. Additional information. [Optional]

Altor Funds are signatures of PRI. Altor Equity Partners, the Funds’ advisors are supporting the Funds in its execution of ESG related issues, including reporting to the PRI.

The response submitted is therefore covering the Altor Funds’ approach, as well as Altor Equity Partners’ approach and processes in order to support the Funds in its ESG related ambitions.

OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. How you would like to disclose your asset class mix.

as percentage breakdown

as broad ranges

	Internally managed (%)	Externally managed (%)
Listed equity	<10% 4	0 0
Fixed income	0 0	0 0
Private equity	>50% 96	0 0
Property	0 0	0 0
Infrastructure	0 0	0 0
Commodities	0 0	0 0
Hedge funds	0 0	0 0
Forestry	0 0	0 0
Farmland	0 0	0 0
Inclusive finance	0 0	0 0
Cash	0 0	0 0
Other (1), specify	0 0	0 0
Other (2), specify	0 0	0 0

06.2. Publish our asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]

OO 07. Fixed income AUM breakdown (Not Applicable)

OO 08. Segregated mandates or pooled funds (Not Applicable)

OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

Developed Markets	0% <10% 10-50% >50 %
Emerging, Frontier and Other Markets	0% <10% 10-50% >50 %
Total	100%

09.2. Additional information. [Optional]

Altor Funds currently own companies headquartered in Sweden, Norway, Denmark, United States of America, the Netherlands and France, but with a global reach.

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