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LSV Asset Management

PRI reporting framework 2017

You are in Strategy and Governance » Governance and human resources

Governance and human resources

SG 07. RI roles and responsibilities

07.1.

Roles present in your organisation

          Chief Compliance Officer
        
          Portfolio Compliance Analyst
        

Other description (1)

07.2. For the roles for which you have RI oversight/accountability or implementation responsibilities, indicate how you execute these responsibilities.

The CEO and portfolio managers are responsible for making enhancements to the model.  They have an ongoing project of reviewing and monitoring new research and other ESG developments.  They are responsible for implementing any changes to the model regarding ESG factors.  The Chief Compliance Officer is responsible for maintaining LSV's Statement of Responsible Investment Initiatives and reporting to clients.  The Portfolio Compliance Analyst is responsible for implementing ESG-related guidelines and negative screens in LSV's trade order management system. 

07.3. Indicate the number of dedicated responsible investment staff your organisation has.

0 Number

07.4. Additional information. [Optional]

LSV has a total of 40 employees.  There is not a decidcated responisble investment staff.  Given the small number of employees, many employees are required to serve in multiple roles. 


SG 08. RI in performance management, reward and/or personal development (Private)


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