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Kaeté Investimentos Ltda

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.4. Indicate what norms you have used to develop your investment policy that covers your responsible investment approach.

01.6. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

02.4. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Kaeté Investimentos’s principal activity is the provision of investment management and advisory services to a range of funds and to large institutional clients. Kaeté Investimentos does not offer the services of market making or underwriting, nor do we provide investment research to external third parties, and we have no soft commission arrangements in force. Investment decisions are made by each fund's Investment Committee and no single person has the opportunity to effect transactions for their personal interest. 

Firm vs. client 

Kaeté Investimentos may act as fund manager for different funds that may have overlaping mandates at some point. All funds raised have explicit clauses showing preference of investment for earlier funds and/or pro-rata participation rights in investments that are  covered by the fund's mandates
We prohibit all employees from making or receiving gifts of substance in the course of business and prohibit the making of payments as improper inducement to confer preferential treatment

Client vs. client 
Investment decisions for all funds managed by Kaeté Investimentos' are taken by each fund's independent Investment Committee
If a member of a fund's Investment Committee express a conflict of interest in regards to the investment decision at hand, he/she must refrain from voting

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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