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Carnegie Fonder AB

PRI reporting framework 2017

Export Public Responses

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.4. Indicate what norms you have used to develop your investment policy that covers your responsible investment approach.

01.6. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

02.4. Additional information [Optional].

Some of the above is in Swedish only, but can be made available in English on request.


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Carnegie Fonder has adopted policies and procedures designed to identify and manage conflicts of interest. Both Carnegie Fonder and its employees shall act in the best interest of its customers.

Employees should be alert to potential conflicts of interest and, if such occurs, ensure they are handled  with integrity and honesty. Carnegie Fonder’s interests should never be put before the interests of customers and no customer should be favored at the expense of another.

Areas where conflicts of interest do or may exist are reviewed regularly. Carnegie Fonder has a number of procedures for managing conflicts of interest which are monitored by second line of defense. As an example, the grandfather principle is applied to internal procedures.

Furthermore, information is limited to employees who need it to perform their work. Personal account dealing is closely monitored in accordance with regulatory requirements.

The board and management are informed of significant conflicts of interest.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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