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Committed Advisors

PRI reporting framework 2017

Gateway asset class implementation indicators [OO 10 - 12]

Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Implementation not in other modules [SG 12 - 16] Innovation [SG 17]

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Basic Information

OO 01. Signatory category and services

01.1. Select the services you offer.

Fund management

Fund of funds, manager of managers, sub-advised products

% of assets under management (AUM) in ranges

<10%

10-50%

>50%

Other, specify

Execution and advisory services

01.2. Additional information. [Optional]

The purpose of the funds managed by Committed Advisors (the "Funds") is to acquire portfolios of private equity funds through secondary and primary transactions. These transactions will either be in the form of interests in pre-existing private equity funds or subscription to new funds dedicated to the purchase of portfolios of direct stakes in private operating companies.

OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

France

02.2. Indicate the number of countries in which you have offices (including your headquarters).

2-5

6-10

>10

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

13 FTE

02.4. Additional information. [Optional]

In 2016, Committed Advisors hired one analyst for its Singapore Office and one Controller for its Paris Office.

OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

Yes

03.3. Additional information. [Optional]

Committed Advisors established ‘on-the-ground’ presences in New York and Singapore in 2015 to enable the Firm to more effectively cover the three most important geographies for its investment activities – Europe, North America, and Asia.

The Firm has no plans for further geographic expansion/office openings for the foreseeable future.

OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2016

04.2. Indicate your total AUM at the end of your reporting year, excluding subsidiaries you have chosen not to report on.

Total AUM
Total AUM	trillions	billions	millions	thousands	hundreds
Currency
Assets in USD
Assets in USD	trillions	billions	millions	thousands	hundreds

04.4. Additional information. [Optional]

Total AUM is composed of Committed Advisors Secondary Fund I & Committed Advisors Secondary Fund II & Committed Advisors Secondary Fund III and CASF Ball Opportunity Net Asset Value (31.0% of Total AUM) and Committed Advisors Secondary Fund I & Committed Advisors Secondary Fund II & Committed Advisors Secondary Fund III and CASF Ball Opportunity undrawn commitment (69.0% of Total AUM).

OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. How you would like to disclose your asset class mix.

as percentage breakdown

as broad ranges

	Internally managed (%)	Externally managed (%)
Listed equity	0 0	0 0
Fixed income	0 0	0 0
Private equity	0 0	>50% 99
Property	0 0	0 0
Infrastructure	0 0	0 0
Commodities	0 0	0 0
Hedge funds	0 0	0 0
Forestry	0 0	0 0
Farmland	0 0	0 0
Inclusive finance	0 0	0 0
Cash	0 0	<10% 1
Other (1), specify	0 0	0 0
Other (2), specify	0 0	0 0

06.2. Publish our asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]

OO 07. Fixed income AUM breakdown (Not Applicable)

OO 08. Segregated mandates or pooled funds (Private)

OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

Developed Markets	0% <10% 10-50% >50 %
Emerging, Frontier and Other Markets	0% <10% 10-50% >50 %
Total	100%

09.2. Additional information. [Optional]

The Funds invest primarily in portfolio investments, the main investment objective of which is to invest in portfolios primarily comprised of companies and entities established in Europe and North America, and in the context of equity investments and direct equity co-investments, in portfolio companies located in Europe and North America.

In addition, the Funds have opportunistic exposures in portfolios comprised of companies and entities established in Asia and in the rest of the world.

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