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PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)

SG 02. Publicly available RI policy or guidance documents (Not Completed)

SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Mirabaud Asset Management is registered with the FINMA and has implemented specifics guidelines to detect and prevent any potential conflicts of interests. The Risk and Legal/Compliance departments are responsible to setup and implement those strict guidelines/policies/regulations as well as to ensure that they are respected. The Group executive management ensures that all those guidelines and policies are regularly reviewed.

Regarding responsible investments, our SRI Officer and Chief Risk Officer are responsible for screening on a monthly basis the portfolios for which the Responsible Investment protocols apply.

03.3. Additional information. [Optional]

SG 04. Identifying incidents occurring within portfolios

04.1. Indicate if your organisation has a process for identifying and managing incidents that occur within portfolio companies.

04.2. Describe your process on managing incidents

          Our internal system constantly screening all the portfolios (funds and mandates) in which ESG criteria apply. Any breach will be reported and necessary measures will be taken (for example divestment) if necessary.