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PRI reporting framework 2017

You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes » (A) Implementation: Screening

(A) Implementation: Screening

LEI 06. Types of screening applied

06.1. Indicate and describe the type of screening you apply to your internally managed active listed equities.

Type of screening

Screened by


We identify and exclude the companies with the lowest 10% of scores in each sector.

We exclude companies involved in prohibited war material/controversial weapons.

In some strategies we also exclude companies deriving an estimated 5% or more of turnover from armament, gambling, pornography and/or tobacco.

Screened by


Some strategies focuses on companies having the best ESG performances, i.e. companies focused on long term growth and active in new technologies/initiatives which are deemed to promote economic development at the regional or global level.

Screened by


Some strategies apply a screening in potential investee companies to confirm they are not subject to major ESG controversies, eg violation of international standards such as UN Global Compact principles and/or international conventions.

06.2. Describe how the screening criteria are established, how often the criteria are reviewed and how you notify clients and/or beneficiaries when changes are made.

The screening criteria were established by the management and the fund management teams. These criteria are a minimum requirement to be upheld at the early stage of the stock selection for the funds for which they are applied. They are reviewed on an annual basis. The management teams of the funds notify clients during meetings/presentations and by email.

LEI 07. Processes to ensure screening is based on robust analysis

07.1. Indicate which processes your organisation uses to ensure screening is based on robust analysis.

07.2. Additional information. [Optional]

LEI 08. Processes to ensure fund criteria are not breached

08.1. Indicate which processes your organisation uses to ensure fund criteria are not breached

08.2. If breaches of fund screening criteria are identified - describe the process followed to correct those breaches.

Any breach will be reported and necessary measures will be taken (disinvestment) if necessary.

08.3. Additional information.[Optional]