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River Hollow Partners

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.4. Indicate what norms you have used to develop your investment policy that covers your responsible investment approach.

01.6. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

02.4. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

We will run thorough background checks on all key officers of a target business pre-acquisition, and look in detail at any related party investments/partners that might pose any conflicts of interest, whether for the officers, River Hollow Partners or any of the various parties that we have relationships with. 

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios

04.1. Indicate if your organisation has a process for identifying and managing incidents that occur within portfolio companies.

04.2. Describe your process on managing incidents

          As an investor in small businesses we have come to expect a certain level of "unexpected," and we stay highly adaptive to meet our portfolio company' 'needs. We work in active collaboration with a network of industry executives in all of our target verticals, & have financial, operational and legal resources on standby as needed/appropriate.

Our involvement with our companies is daily vs. weekly or quarterly, and we stay abreast of all critical issues impacting our businesses (whether positive or negative). Any incidents are documented at the company level and/or, if appropriate, the Mgmt Co level as well.
        

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