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Hartford Funds Management Company, LLC

PRI reporting framework 2017

You are in Organisational Overview » Basic Information

Basic Information

OO 01. Signatory category and services

01.1. Select the services you offer.

% of assets under management (AUM) in ranges

01.2. Additional information. [Optional]

OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

United States

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

343 FTE

02.4. Additional information. [Optional]

Hartford Funds Management Company LLC (HFMC) is registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser and with the U.S. Commodity Futures Trading Commission (CFTC) as a commodity pool operator. HFMC serves as the investment manager to series of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund Inc., and Hartford HLS Series II. Inc., (each a "Fund" and collectively the "Funds") and as of February 28, 2017, the series of Hartford Funds Master Fund. With respect to all of the Funds, except the Funds that operate as a "fund of funds" HFMC has engaged a sub-adviser to perform the daily investment of a Fund's assets.  The sub-advisers currently engaged by HFMC include Wellington Management Company LLP (Wellington) and Schroder Investment Management North America Inc.(Schroder) each of which is a UN PRI signatory.

OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]

OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.


04.2. Indicate your total AUM at the end of your reporting year, excluding subsidiaries you have chosen not to report on.

Total AUM
trillions billions millions thousands hundreds
Assets in USD
trillions billions millions thousands hundreds

04.4. Additional information. [Optional]

OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. How you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)


Listed equity 0 0 >50% 66
Fixed income 0 0 10-50% 18
Private equity 0 0 0 0
Property 0 0 0 0
Infrastructure 0 0 0 0
Commodities 0 0 0 0
Hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash 0 0 0 0
Other (1), specify 0 0 10-50% 13
Other (2), specify <10% 3 0 0

'Other (1)' specified

          Multi Asset

'Other (2)' specified

          Internally Managed Fund of Funds

06.2. Publish our asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]

OO 07. Fixed income AUM breakdown (Private)

OO 08. Segregated mandates or pooled funds (Private)

OO 09. Breakdown of AUM by market (Private)