This report shows public data only. Is this your organisation? If so, login here to view your full report.

Freeman Spogli & Co

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.4. Indicate what norms you have used to develop your investment policy that covers your responsible investment approach.

01.6. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

02.4. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Transactions shall be reviewed by the Investment Committee of Freeman Spogli Management Co., LLC, the general partner of Freeman Spogli.  The current members of the Investment Committee are the eleven partners of Freeman Spogli Management Co., LLC.  All investment transactions by the Funds must be approved by all of the members present at a meeting of the Investment Committee at which a quorum is present (a majority of members) after considering the applicable due diligence findings.  The Investment Committee may also approve investment transactions by written consent based on the same vote that would have been required to authorize such action at a meeting held in person.  Upon receipt of the Investment Committee’s approval to purchase, the Chief Compliance Officer or his designee will conduct a review to verify that the transaction is in the best interest of the applicable Fund and is consistent with that Fund’s investment strategy and restrictions.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


Top