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Charles Stanley PLC

PRI reporting framework 2017

You are in Organisational Overview » Basic Information

Basic Information

OO 01. Signatory category and services

01.1. 組織または組織が提供するサービスに最もよく当てはまる種類を選択してください。

          Investment Management  - predominantly segregated accounts for retail/private clients


01.2. 追加情報。 [任意]

Charles Stanley is a client-focused investment management firm offering a genuine personal service across the full range of investment management service including Investment Management, Financial Planning, Asset Management and Charles Stanley Direct, a direct-to-client investment platform.

The core pillar of Charles Stanley was, is and shall remain the provision of investment management services to  private clients. The Investment Management Services division, is the bedrock of the business and we pride ourselves on providing a bespoke service for our clients. In order to provide this truly tailored service that serves the best needs of our clients, we have an autonomous business model which enables our investment managers to have complete independence over investment decisions.

Alongside the investment management business is our Asset Management division. This division provides pooled solutions and model portfolios to a range of clients, from institutional investors with multi-million pound portfolios to valued retail clients with smaller portfolios. The division also houses Charles Stanley’s investment research capability, covering asset allocation, stock selection and collective vehicle selection. As such, the division both enhances our private client investment management business and provides an excellent growth opportunity.

When consideration is given to governance or ESG issues, it will be done as part of our centralised investment research process. However, due to our autonomous business model, the investment strategy and decisions ultimately lies with the investment managers.

Additionally, we are a whole of market private client firm offering a broad range of investment services to our clients, who may be invested across a wide range of investments, and in all asset classes open to retail investors.  As a consequence, at any one time our clients in aggregate may be invested in thousands of different securities. This necessarily reduces the typical aggregate holding size, and thus the scope for direct engagement with the governance of investee companies, and instead favours an approach based on the identification of quality investment opportunities for our clients, and the disposal of investment holdings where there is dissatisfaction with an investment's prospects for growth.

Any information provided in this report regarding our funds-under-management or voting practices is in relaiton to only discretionary and advisory-managed funds. Advisory dealing and execution-only funds have been excluded as the investment decisions will be driven by the client.




OO 02. Headquarters and operational countries

02.1. 組織の拠点がある場所を選択してください。

United Kingdom

02.2. オフィスが所在している国数を記載してください(本部を含む)。

02.3. 組織が正規雇用しているスタッフのおおよその人数を記載してください。

832 正規職員

02.4. 補足情報。 [任意]

OO 03. Subsidiaries that are separate PRI signatories

03.1. 組織内に単独でPRI署名者となっている子会社があるかどうかを記載してください。

03.3. 補足情報。 [任意]

OO 04. Reporting year and AUM

04.1. 報告年度の最終日を記載してください。


04.2. 報告しないことを選択した子会社を除き、報告年度末のAUM合計を記載してください。

Total AUM
10億 100万
Assets in USD
10億 100万

04.4. 補足情報。 [任意]

Total Assets under Management in section OO 04.1 includes only Discretionary and Advisory Managed funds.  Execution-only and Advisory Dealing funds accounted for £8.5bn of total Assets under Management at the year-end date of our last reporting year.

OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. どのように資産クラス構成を開示したいかについて記載してください。



上場株式 >50% 73.2 0 0
債券 10-50% 11.8 0 0
プライベートエクイティ <10% 4.5 0 0
不動産 <10% 4.2 <10% 2.8
インフラ <10% 1.6 0 0
コモディティ <10% 0.1 0 0
ヘッジファンド <10% 2.6 0 0
森林 <10% 0.1 0 0
農地 0 0 0 0
包括的な金融 0 0 0 0
現金 <10% 0.06 0 0
その他(1)(以下に具体的に記入してください) 0 0 0 0
その他(2)(以下に具体的に記入してください) 0 0 0 0

06.2. 添付の画像に従って組織の資産クラス構成を公表する

06.3. AUM資産クラス分割について説明する情報を記載してください。 [任意]

Listed Equities includes listed and non-listed equities as we do not break down total Equity holdings by Listed/non-Listed.

We do not recognise "Farmland" as an asset type but may be exposed to the asset class via equity, funds and/or fixed income investments

OO 07. Fixed income AUM breakdown (Private)

OO 08. Segregated mandates or pooled funds (Private)

OO 09. Breakdown of AUM by market (Private)