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PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Possible conflicts of interests are identified and reviewed by the Compliance Officer. They are disclosed to, and discussed by the Compliance Committee who is informed of actions taken by the Compliance Officer. A Conflicts of Interest Register presents the various types of conflicts of interest which may arise, describes the appropriate procedure for each case, and records possible situations as the case may be.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Not Completed)


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