As of December 31, 2016, Mariner’s total assets under management (“AUM”) was approximately $5.4 billion (“Mariner AUM”). In addition, Mariner is associated with certain investment advisers who are separately registered with the SEC (the “Associated Advisers”) and have collective AUM of approximately $5.7 billion (the “Associated Advisers’ AUM”). In total, Mariner’s AUM in conjunction with the Associated Advisers’ AUM is approximately $11.1 billion. AUM figures are estimated and unaudited.