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Pictet Asset Management

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)

SG 02. Publicly available RI policy or guidance documents (Not Completed)

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Pictet Asset Management SA  is registered with the FINMA and the US SEC which have similar requirements for the identification and management of conflicts of interest. This includes the requirement to make full and fair disclosure to clients of all material facts about the advisory relationship, particularly regarding conflicts of interest.

Pictet Asset Management SA is required to:

a) take all reasonable steps to identify conflicts of interest between:

(i) us (including our staff or any person directly, or indirectly linked to us by control) and a client, or

(ii) one client and another

b) maintain and operate effective organisational and administrative arrangements with a view to taking all reasonable steps to prevent conflicts of interest from constituting or giving rise to a material risk of damage to the interests of our clients.

c) establish, implement and maintain an effective written conflicts of interest policy which identifies those conflicts of interest which constitute or may give rise to a conflict of interest entailing a material risk of damage to the interests of one or more clients and the procedures which are followed to manage such conflicts.

03.3. 補足情報。 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)