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Quaero Capital

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

QUAERO has incorporated several measures in the Internal Directives to avoid conflict of Interests. There are specific ruled that are in place on:

- Accepting benefits or Gifts

- Roles outside of the Quaero Group

- Personal Trading

In addition, rules have been put in place regarding the allocation of orders between different fund accounts in case the assets have limited availability or cannot be split over multiple accounts. 

Regarding investments with limited capacity but that may be allocated among multiple accounts, the managers shall split this allocation on a basis prorated to the size of each fund or mandate for which the investment is suited in terms of objectives.

For investments that have a limited capacity and cannot be allocated among multiple accounts, the investment, as a rule, is allocated to the fund or mandate that, at the time of the investment, had the highest percentage cash allocation. 

Senior Management may grant a waiver to the aforementioned rules but will do so only in writing and after ensuring that such a decision is in the interests of all parties. 

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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