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GAM Holding AG

PRI reporting framework 2017

Export Public Responses

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

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01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類、対象を示してください。


01.4. 組織の責任投資アプローチをカバーする投資ポリシーの策定時に使用した基準を明示してください。

01.6. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。 [任意]

SG 02. Publicly available RI policy or guidance documents

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02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。




02.4. 補足情報。 [任意]

GAM's heritage as an independent, pure play asset manager is built on a foundation of high conviction investing. Although GAM has a common distribution platform, we actively foster a broad range of independent investment teams who are accorded an extraordinary degree of latitude in their investment philosophies and processes. We do not, for example, hold a 'house' view – each team has the freedom to invest as they wish.

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Potential conflicts of interest may arise from time to time in connection with mandates managed by GAM. In accordance with applicable rules, GAM seeks to manage such conflicts of interest fairly. As a fiduciary, GAM allocates investment opportunities among clients in a fair and equitable manner. In allocating securities among clients, it is GAM’s policy that all clients should be treated fairly and that, to the extent possible, all clients receive equivalent treatment.

GAM has group-wide (and locally implemented) procedures relating to inside information, including, without limitation, prohibitions around its use, restrictions around its maintenance and general reporting obligations. GAM monitors trading in affected securities across GAM portfolios and personal account dealing during the period within which information continues to retain the status of inside information.

03.3. 補足情報。 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)