Public HTML RI reports - PRI reporting framework 2017

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GAM Holding AG

PRI reporting framework 2017

Organisational Overview

Basic Information [OO 01 - 09] Gateway asset class implementation indicators [OO 10 - 12]

Strategy and Governance

Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Implementation not in other modules [SG 12 - 16]

Direct - Listed Equity Active Ownership

Engagement [LEA 01 - 16] Overview [LEA 01 - 02] Process [LEA 03 - 10] Process for engagements run internally [LEA 03 - 04] Process for engagements conducted via collaborations [LEA 05 - 06] General processes for all three groups of engagers [LEA 09 - 10] Outputs and outcomes [LEA 11 - 15] Communication [LEA 16]

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You are in Direct - Listed Equity Active Ownership » (Proxy) voting and shareholder resolutions

(Proxy) voting and shareholder resolutions

Overview

LEA 17. Voting policy & approach (Not Applicable)

Process

LEA 18. Typical approach to (proxy) voting decisions (Not Applicable)

LEA 19. Percentage of voting recommendations reviewed (Not Applicable)

LEA 20. Confirmation of votes (Not Applicable)

LEA 21. Securities lending programme (Not Applicable)

LEA 22. Informing companies of the rationale of abstaining/voting against management (Not Applicable)

Outputs and outcomes

LEA 23. Percentage of (proxy) votes cast (Not Applicable)

LEA 24. Proportion of ballot items that were for/against/abstentions (Not Applicable)

LEA 25. Shareholder resolutions (Not Applicable)

LEA 26. Examples of (proxy) voting activities (Not Applicable)

Communication

LEA 27. Disclosing voting activities (Not Applicable)

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