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First Sentier Investors (including First State Investments)

PRI reporting framework 2016

Export Public Responses

You are in Direct - Listed Equity Active Ownership » Engagement » Overview


LEA 01. Description of approach to engagement

01.1. 組織に正式なエンゲージメントポリシーがあるかどうか示してください。

01.2. エンゲージメントポリシーがカバーしている内容を示してください。

          We have an engagement and proxy voting policy and Global Stewardship Principles. In addition they  cover the escalation of engagements and proxy voting.

01.4. エンゲージメントに対する組織のアプローチの概要を説明してください。

Engagement with company management is a fundamental part of our teams’ investment processes. Through company engagement, we seek to highlight areas for potential improvement and risk reduction, encourage improved disclosure on ESG issues, and commend companies that are making progress in this area. We have guidelines and principles for corporate engagement, which are publicly available on our website.

On occasions where our engagement activities with company management are unsuccessful, we may escalate the issue, for example by writing to, or meeting with, the chairperson or lead independent director, voting against directors who we believe are not providing appropriate oversight, or collaborating on further engagement with other like-minded investors. Ultimately we may choose to sell down holdings in companies where we lose confidence in the management of the business following unsuccessful attempts to engage. 

01.5. 補足情報 [任意]

LEA 02. Reasoning for interaction on ESG issues

02.1. ESG問題について企業とやりとりする理由およびこれらのやりとりを実行する担当者を記載してください。




          To increase confidence in the company’s management



02.2. 補足情報。[任意]

Collaborative engagement opportunities are normally identified by the responsible investment team where either a firm-wide approach is taken (i.e. for engagement with regulators and corporate industry bodies) or the opportunity is directed at individual investment teams.