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Harvard University Endowment

PRI reporting framework 2016

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Gateway asset class implementation indicators

OO 11. RI activities for listed equities

11.1. Select your direct or indirect ESG incorporation activities your organisation implemented, for listed equities in the reporting year.

11.2. Select your direct or indirect engagement activities your organisation implemented for listed equity in the reporting year.

11.3. Select your direct or indirect voting activities your organisation implemented for listed equity in the reporting year

11.5. Additional Information [Optional]


OO 12. RI activities in other asset classes

12.1. Select internally managed asset classes where you implemented responsible investment into your investment decisions and/or your active ownership practices (during the reporting year)

12.2. Select externally managed assets classes where you addressed ESG incorporation and/or active ownership in your external manager selection, appointment and/or monitoring processes (during the reporting year)

12.3. Additional information. [Optional]


OO 13. Modules and sections required to complete

You will need to make a selection in OO 13.1 only if you have any voluntary modules that you can choose to report on.

13.1. You are only required to report on asset classes that represent 10% or more of your AUM. You may report voluntarily on any applicable modules or sections by selecting them from the list below.

Core modules

RI implementation directly or via service providers

Direct - Listed Equity incorporation

Direct - Listed Equity active ownership

Direct - Other asset classes with dedicated modules

RI implementation via external managers

Indirect - Selection, Appointment and Monitoring of External Managers

Closing module

13.2. Additional information. [Optional]


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